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Ronald James Bateh

American Capital Partners, LLC

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About Ronald James Bateh

Ronald Bateh is a securities professional with over 40 years of experience in the financial services industry. Ronald currently works for American Capital Partners, LLC, where he has been employed since February 2013. Ronald previously worked for L.M. Kohn & Company from December 2011 to February 2013. Ronald is a registered representative in 10 states and holds the Series 7, 24, 3, 63, 79, 99 and SIE licenses.

Firm Information

Ronald Bateh is currently registered with American Capital Partners, LLC. American Capital Partners, LLC is a Limited Liability Company formed in December 2001. The firm is registered in all 50 states, the District of Columbia, and Puerto Rico. It is also registered with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

36

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Ronald Bateh’s Registration & Firm History

GA

02/01/2013 - Present

American Capital Partners, LLC (ATLANTA GA)

GA

12/19/2011 - 02/04/2013

L.M. KOHN & COMPANY (ATLANTA GA)

GA

06/07/2002 - 02/27/2012

MIDSOUTH CAPITAL, INC. (ATLANTA GA)

MO

05/05/1999 - 01/14/2002

A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)

NY

07/03/1991 - 04/21/1999

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

NY

06/12/1986 - 07/16/1991

SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED (NEW YORK NY)

NA

09/11/1980 - 06/20/1986

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

NA

08/01/1979 - 09/01/1980

H. C. COPELAND AND ASSOCIATES EQUITIES, INC.

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Licenses & Designations

BC

Issued 10/02/1980

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/11/2008

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/25/1987

Series 3 - National Commodity Futures Examination

BC

Issued 09/20/1980

Series 7 - General Securities Representative Examination

BC

Issued 07/25/1979

Series 1 - Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are 11 public disclosures for Ronald James Bateh. Review regulatory record here.
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