Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ronald? Claim Your ProfileRonald Allison has been in the financial industry since 1981. He has been registered as a broker-dealer representative with Oppenheimer & Co. Inc. since 2003 and is also a registered investment advisor representative in Washington and Texas. Prior to joining Oppenheimer & Co. Inc., Ronald Allison was employed by CIBC WORLD MARKETS CORP. and KIDDER, PEABODY & CO. INCORPORATED. Ronald Allison offers a variety of financial services, including portfolio management for businesses and individuals, financial planning and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
WA
01/03/2003 - Present
Oppenheimer & Co. Inc. (BELLEVUE WA)
NY
03/23/1984 - 01/03/2003
CIBC WORLD MARKETS CORP. (NEW YORK NY)
NA
04/03/1988 - 04/18/1995
OPPENHEIMER & CO., INC.
NA
05/22/1981 - 04/02/1984
KIDDER, PEABODY & CO. INCORPORATED
IA
Issued 05/22/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/19/1981
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/14/1992
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/28/1985
Series 5 - Interest Rate Options Examination
BC
Issued 01/30/1985
Series 15 - Foreign Currency Options Examination
BC
Issued 05/16/1981
Series 7 - General Securities Representative Examination
BC
Issued 06/22/1979
Series 1 - Registered Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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