Unclaimed
Ronald J Rodericks is a financial professional with over 30 years of experience in the securities industry. Ronald currently works at Virtu Americas LLC, a firm focused on providing financial services to clients. Ronald has a strong track record of success in the industry and is committed to providing his clients with the highest level of service. Prior to joining Virtu Americas LLC, Ronald has held positions at Virtu ITG LLC, Cantor Fitzgerald & Co., Cantor Fitzgerald Securities, Scudder Investor Services, Inc., Fidelity Brokerage Services, Inc., and Prudential Securities Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MA
04/04/2019 - Present
Virtu Americas LLC (BOSTON MA)
MA
01/23/2001 - 08/03/2020
VIRTU ITG LLC (BOSTON MA)
NY
01/20/1999 - 01/05/2001
CANTOR FITZGERALD & CO. (NEW YORK NY)
NY
09/18/1998 - 02/01/1999
CANTOR FITZGERALD SECURITIES (NEW YORK NY)
NY
03/30/1998 - 08/04/1998
SCUDDER INVESTOR SERVICES, INC. (NEW YORK NY)
RI
12/02/1993 - 12/18/1997
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
NY
05/04/1993 - 10/20/1993
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
12/12/1990 - 11/04/1992
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
BC
Issued 01/02/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/10/2004
Series 24 - General Securities Principal Examination
BC
Issued 04/02/1996
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/18/2001
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 12/11/1990
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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