Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ronald? Claim Your ProfileRonald J. Pfeiffer is a financial advisor at LPL Financial LLC. Ronald has been in the financial services industry for over 16 years. Ronald has a Series 6, Series 63, and SIE licenses. Ronald is registered in Arizona, California, Colorado, Florida, Hawaii, Illinois, Iowa, Kansas, Kentucky, Minnesota, Missouri, Montana, Nebraska and Wisconsin. Prior to joining LPL Financial LLC, Ronald was employed at Cambridge Investment Research, Inc. and National Planning Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
IA
08/10/2018 - Present
LPL Financial LLC (CEDAR RAPIDS IA)
IA
06/16/2008 - 08/30/2018
CAMBRIDGE INVESTMENT RESEARCH, INC. (CEDAR RAPIDS IA)
IA
07/23/2007 - 06/16/2008
NATIONAL PLANNING CORPORATION (CEDAR RAPIDS IA)
BC
Issued 05/22/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/20/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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