Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ronald? Claim Your ProfileRonald J Holtz is an investment advisor representative with A.g.p. / Alliance Global Partners, a financial services firm based in Westport, Connecticut. Ronald has been in the financial services industry since September 21, 1996. Ronald has a broad range of experience, having previously worked at Edward Jones, Oppenheimer & Co. Inc., LPL Financial LLC, and Infinex Investments, Inc. Ronald is a registered investment advisor in Connecticut and New Jersey and holds Series 7, 8, 31, 63, and 65 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Sub-adviser of pooled investment vehicle charges a performance f
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2
NY
11/29/2021 - Present
A.g.p. / Alliance Global Partners (New York NY)
CT
09/28/2018 - 11/29/2021
EDWARD JONES (NORWALK CT)
CT
04/10/2017 - 07/06/2018
OPPENHEIMER & CO. INC. (STAMFORD CT)
CT
10/07/2015 - 05/02/2017
LPL FINANCIAL LLC (MONROE CT)
CT
01/14/2013 - 10/02/2015
INFINEX INVESTMENTS, INC. (MONROE CT)
NJ
03/15/2011 - 01/03/2013
GILFORD SECURITIES INCORPORATED (MORRISTOWN NJ)
NY
05/21/2010 - 07/19/2010
CHICAGO INVESTMENT GROUP, LLC (NEW YORK NY)
NY
05/29/2007 - 06/10/2010
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
09/27/2006 - 05/29/2007
CITICORP INVESTMENT SERVICES (NEW YORK NY)
OH
02/27/2004 - 10/05/2006
CITIGROUP GLOBAL MARKETS INC. (COLUMBUS OH)
NY
10/23/1995 - 03/01/2004
MORGAN STANLEY DW INC. (PURCHASE NY)
IA
Issued 11/04/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/30/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/30/1999
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/24/1995
Series 31 - Futures Managed Funds Examination
BC
Issued 10/20/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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