Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ronald? Claim Your ProfileRonald Ostrow is a financial advisor registered with UBS Financial Services Inc. Ronald is registered in California and Texas. Ronald has been in the securities industry since July 1993. Ronald also has a Series 65, Series 63, Series 7 and SIE license. Ronald was previously registered with Salomon Smith Barney Inc., Prudential Securities Incorporated, Chatfield Dean & Co., Inc., and Liberty Capital Markets, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
CA
10/12/2007 - Present
UBS Financial Services Inc. (IRVINE CA)
NY
11/10/1995 - 07/28/2000
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NY
12/11/1993 - 11/14/1995
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
CO
11/10/1993 - 11/23/1993
CHATFIELD DEAN & CO., INC. (GREENWOOD VILLAGE CO)
NA
10/16/1991 - 02/25/1992
LIBERTY CAPITAL MARKETS, INC.
IA
Issued 01/24/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/22/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/15/1991
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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