Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ronald? Claim Your ProfileRonald Hisao Kikawa is a financial professional with over 40 years of experience in the financial services industry. He is currently a registered representative with Raymond James & Associates, Inc. Ronald has a broad range of experience, having previously worked with UBS Financial Services Inc., Citigroup Global Markets Inc., E.F. Hutton & Company Inc., and Bateman Eichler, Hill Richards, Incorporated. Ronald holds several professional licenses and designations, including Series 7, Series 9, Series 10, Series 63, Series 65 and the SIE exam. Ronald specializes in providing financial planning, portfolio management, and investment advisory services to individuals, families, businesses, and institutions. He is committed to helping his clients achieve their financial goals and objectives.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
HI
06/26/2017 - Present
Raymond James & Associates, Inc. (Honolulu HI)
HI
06/29/2007 - 07/05/2017
UBS FINANCIAL SERVICES INC. (HONOLULU HI)
HI
04/13/1996 - 07/05/2007
CITIGROUP GLOBAL MARKETS INC. (HONOLULU HI)
MO
09/04/1990 - 02/02/1996
EVEREN SECURITIES, INC. (ST. LOUIS MO)
NA
05/25/1988 - 09/04/1990
BATEMAN EICHLER, HILL RICHARDS, INCORPORATED
NA
12/01/1976 - 03/31/1988
E. F. HUTTON & COMPANY INC
IA
Issued 07/09/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/19/1981
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/02/1989
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/09/1981
Series 5 - Interest Rate Options Examination
BC
Issued 08/31/1977
PC - AMEX Put and Call Exam
BC
Issued 11/20/1976
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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