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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ronald? Claim Your ProfileRonald Holmes is a financial advisor with over 30 years of experience in the industry. Ronald currently works at Janney Montgomery Scott LLC, where he is registered as a Registered Representative in Texas and Virginia. Previously, Ronald was employed by MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, CITIGROUP GLOBAL MARKETS INC., LEGG MASON WOOD WALKER, INCORPORATED, FIRST UNION SECURITIES, INC., and FIRST UNION CAPITAL MARKETS CORP.. Ronald holds various licenses and certifications, including Series 63, 65, 7, 9, 10, 31 and SIE. Ronald has experience in various areas of finance, including portfolio management for individuals and businesses, financial planning, pension consulting, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fee plus commission
1
2
VA
11/30/2018 - Present
Janney Montgomery Scott LLC (Fredericksburg VA)
VA
10/31/2008 - 12/03/2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (FREDERICKSBURG VA)
DC
02/21/2006 - 11/18/2008
CITIGROUP GLOBAL MARKETS INC. (WASHINGTON DC)
VA
08/11/2000 - 02/21/2006
LEGG MASON WOOD WALKER, INCORPORATED (FREDERICKSBURG VA)
MO
10/01/1999 - 09/01/2000
FIRST UNION SECURITIES, INC. (ST. LOUIS MO)
NC
07/20/1990 - 10/01/1999
FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)
IA
Issued 08/14/1990
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/20/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/27/2003
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/27/2003
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/17/2003
Series 31 - Futures Managed Funds Examination
BC
Issued 07/19/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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