Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ronald? Claim Your ProfileRonald Bender is a financial advisor at LPL Financial LLC. Ronald has been in the financial services industry since 1989. Ronald has a wide range of experience and holds Series 7, 63, 66, and 26 licenses as well as the SIE exam. Ronald Bender's firm, LPL Financial LLC, provides a variety of services, including financial planning, portfolio management, and retirement planning. LPL Financial LLC has over $463 billion in assets under management and is one of the largest independent broker-dealers in the country.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
01/21/2021 - Present
LPL Financial LLC (SLINGERLANDS NY)
NY
12/11/2007 - 04/22/2019
CITIZENS SECURITIES, INC. (CLIFTON PARK NY)
NY
09/06/2000 - 11/30/2007
PURSHE KAPLAN STERLING INVESTMENTS (ALBANY NY)
NY
06/27/1994 - 09/05/2000
HSBC BROKERAGE (USA) INC. (NEW YORK NY)
PA
05/13/1991 - 06/27/1994
CIGNA FINANCIAL ADVISORS,INC. (RADNOR PA)
MN
04/25/1989 - 05/14/1991
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
04/25/1989 - 05/14/1991
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 11/28/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/11/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/30/1999
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/15/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Ronald Bender is the right advisor for you? Invested Better is here to help.
