Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ronald? Claim Your ProfileRonald Williams is a financial advisor with over 30 years of experience in the financial services industry. Ronald is a CERTIFIED FINANCIAL PLANNER™ professional and is currently registered with Cetera Investment Advisers LLC as an Investment Advisor Representative. Ronald holds Series 7, 63, 65, 99TO and SIE licenses. Ronald has also been registered with several other firms throughout their career.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NJ
02/02/2024 - Present
Cetera Investment Advisers LLC (PRINCETON NJ)
NJ
12/09/2008 - 09/08/2022
FIRST ALLIED SECURITIES, INC. (PRINCETON NJ)
NJ
10/07/2005 - 12/09/2008
FIRST MONTAUK SECURITIES CORP. (PRINCETON NJ)
NJ
04/29/2002 - 11/08/2005
RYAN BECK & CO. (FLORHAM PARK NJ)
NY
08/03/2001 - 05/20/2002
GRUNTAL & CO., L.L.C. (NEW YORK NY)
MO
08/05/2000 - 08/22/2001
FIRST UNION SECURITIES, INC. (ST. LOUIS MO)
NY
04/17/1993 - 08/05/2000
FIRST ALBANY CORPORATION (NEW YORK NY)
NA
03/16/1993 - 04/07/1993
FIRST ALBANY CORPORATION
NY
06/25/1991 - 03/20/1993
MCLAUGHLIN, PIVEN, VOGEL SECURITIES, INC. (NEW YORK NY)
NY
09/10/1990 - 12/18/1990
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
05/30/1990 - 08/31/1990
SOUTH RICHMOND SECURITIES, INC.
NA
04/24/1990 - 05/29/1990
LOMBARD SECURITIES CORP.
IA
Issued 07/07/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/06/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/21/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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