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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ronald? Claim Your ProfileRonald Harris Rothchild is an investment advisor representative at Arete Wealth Advisors, LLC. Ronald has been in the industry since 2002. Ronald has a Series 7, Series 63, Series 65, and Series 66 license. Ronald has experience with investments in the following areas: High Net Worth Individuals, Corporations or Other Businesses, Individuals Other Than High Net Worth and Pension and Profit Sharing Plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Non-discretionary investment advice regarding securities of affiliates of masterworks.io, llc.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Sharing in underwriting fees from an affiliated broker-dealer
1
2
IL
12/15/2022 - Present
Arete Wealth Advisors, LLC (CHICAGO IL)
NY
08/03/2017 - 07/21/2022
NATIONAL SECURITIES CORPORATION (MELVILLE NY)
NY
06/20/2011 - 04/18/2016
RAYMOND JAMES FINANCIAL SERVICES, INC. (GARDEN CITY NY)
NY
03/09/2005 - 06/21/2011
WELLS FARGO ADVISORS, LLC (GREAT NECK NY)
NY
03/26/2002 - 03/15/2005
DAVID LERNER ASSOCIATES, INC. (SYOSSET NY)
BOTH
Issued 10/29/2021
Series 66 - Uniform Combined State Law Examination
IA
Issued 08/30/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/05/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/22/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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