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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ronald? Claim Your ProfileRonald Grimm is a financial advisor with over 15 years of experience in the industry. Ronald currently works at Merrill Lynch, Pierce, Fenner & Smith Inc., where Ronald provides financial advice to a variety of clients, including individuals, families, businesses, and institutions. Ronald has a wide range of experience in financial planning, investment management, and retirement planning. Ronald holds a Series 7, Series 31, and Series 66 license and is a registered representative with FINRA. Ronald is also a registered investment advisor in California and Texas. Before joining Merrill Lynch, Pierce, Fenner & Smith Inc., Ronald worked at Finance 500, Inc., Gunnallen Financial, Inc., and WAMU Investments, Inc. Ronald is committed to providing his clients with personalized financial advice and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
03/29/2017 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (TORRANCE CA)
CA
04/09/2010 - 06/04/2015
FINANCE 500, INC. (IRVINE CA)
CA
07/08/2008 - 03/30/2010
GUNNALLEN FINANCIAL, INC (HYDESVILLE CA)
CA
09/26/2005 - 03/13/2008
WAMU INVESTMENTS, INC. (ARCATA CA)
NY
03/27/2003 - 08/23/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
BOTH
Issued 02/17/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/11/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 12/30/2002
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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