Unclaimed
Ronald Gray Hodge is a financial advisor who has been in the industry for over 20 years. Ronald is currently registered with Westbury Group LLC in Westport, Connecticut. Ronald has held previous roles at Juniper Capital Group, LLC in New York and Friedman, Billings, Ramsey & Co., Inc. in Los Angeles. Ronald holds the Series 3, 7, 24, 63, 79TO and SIE licenses. Ronald is registered to sell securities in California, Connecticut, Florida, and Georgia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
01/16/2009 - Present
Westbury Group LLC (WESTPORT CT)
NY
07/29/2003 - 11/13/2007
JUNIPER CAPITAL GROUP, LLC (NEW YORK NY)
CA
04/02/1999 - 08/24/2001
FRIEDMAN, BILLINGS, RAMSEY & CO., INC. (LOS ANGELES CA)
BC
Issued 08/24/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/05/2001
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/24/1999
Series 7 - General Securities Representative Examination
BC
Issued 12/29/1988
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
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