Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ronald? Claim Your ProfileRonald Grant Johnsey is a securities professional with over 20 years of experience in the industry. Ronald is currently a Registered Representative for Northern Trust Securities, Inc. Ronald has been with Northern Trust Securities, Inc. since 2005. Prior to joining Northern Trust Securities, Inc. Ronald worked for CAPITAL INSTITUTIONAL SERVICES, INC. in Dallas, Texas. Ronald is licensed in 53 states and holds the Series 7, 9, 10, 24, 55, 57TO, and SIE exams. Ronald's specializations include: Portfolio Management for Businesses, Portfolio Management for Individuals, and Portfolio Management for Pooled Investment Vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
03/24/2005 - Present
Northern Trust Securities, Inc. (CHICAGO IL)
TX
08/14/1999 - 09/17/2004
CAPITAL INSTITUTIONAL SERVICES, INC. (DALLAS TX)
BC
Issued 06/25/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/27/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/27/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/07/1999
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/14/2003
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 08/11/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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