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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ronald? Claim Your ProfileRonald Gordon Johnson is a financial advisor with over 40 years of experience in the industry. Ronald is currently registered with Morgan Stanley and has previously worked at Citigroup Global Markets Inc. and Morgan Stanley DW Inc. Ronald is a Series 3, 5, 7, 31, 63, and 65 licensed professional who is dedicated to providing comprehensive financial guidance. Ronald's specialties include asset allocation, financial planning, and portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
TX
06/01/2009 - Present
Morgan Stanley (Plano TX)
TX
07/30/2001 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (PLANO TX)
NY
08/09/1984 - 08/01/2001
MORGAN STANLEY DW INC. (PURCHASE NY)
NA
01/19/1983 - 08/02/1984
DREXEL BURNHAM LAMBERT INCORPORATED
IA
Issued 03/02/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/28/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/05/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 01/15/1983
Series 7 - General Securities Representative Examination
BC
Issued 01/04/1983
Series 5 - Interest Rate Options Examination
BC
Issued 12/10/1982
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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