Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ronald? Claim Your ProfileRonald Neuenschwander has been in the financial services industry since 1974 and is currently registered as a Registered Investment Advisor Representative with TLG Advisors, Inc. Ronald is a highly experienced advisor with a diverse background in various financial services firms. Ronald holds the Series 3, 5, 7, 8, 9, 10, 63, and 65 licenses. Ronald works with high-net-worth individuals, corporations, and other entities and provides a wide range of services, including financial planning, portfolio management, and investment advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Placement of institutional funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
IN
02/11/2020 - Present
TLG Advisors, Inc. (Fort Wayne IN)
IN
10/01/1999 - 12/10/2018
WELLS FARGO CLEARING SERVICES, LLC (FORT WAYNE IN)
NC
10/09/1998 - 10/01/1999
FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)
OH
02/22/1990 - 10/12/1998
MCDONALD & COMPANY SECURITIES, INC. (CLEVELAND OH)
NJ
01/31/1980 - 03/05/1990
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NA
11/08/1978 - 01/31/1980
PAINE, WEBBER, JACKSON & CURTIS INCORPORATED
NA
03/02/1976 - 11/06/1978
STIFEL, NICOLAUS & COMPANY, INCORPORATED
NA
06/17/1975 - 03/11/1976
THE INCOME BUILDERS, INC.
NA
08/24/1973 - 04/15/1975
TRAVELERS EQUITIES SALES, INC.
IA
Issued 10/09/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/03/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/12/1990
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/17/2005
Series 3 - National Commodity Futures Examination
BC
Issued 12/12/1981
Series 5 - Interest Rate Options Examination
BC
Issued 05/01/1977
PC - AMEX Put and Call Exam
BC
Issued 08/18/1973
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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