Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ronald? Claim Your ProfileRonald Hargis has been in the financial industry since July 7, 1988. Ronald currently works with Raymond James Financial Services Advisors, Inc. based in Midwest City, Oklahoma, and has been with the firm since January 2, 2009. Ronald also has experience with Tinker Federal Credit Union since January 1999. Ronald is registered to provide investment advisory services in Oklahoma and has been registered in this capacity since January 2, 2009. In addition to Oklahoma, Ronald also holds broker-dealer registrations in Arkansas, Iowa, Kansas, Michigan, Mississippi, Nevada, South Carolina, Texas, and Virgin Islands. Ronald has been registered as a broker-dealer in Oklahoma since May 3, 1999. Ronald is a Series 6, 7, and 63 licensed financial advisor. Ronald is also a Series 65 licensed investment advisor. Ronald holds the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
OK
01/02/2009 - Present
Raymond James Financial Services Advisors, Inc. (MIDWEST CITY OK)
GA
03/24/1997 - 05/04/1999
FSC SECURITIES CORPORATION (ATLANTA GA)
NY
01/30/1997 - 03/25/1997
GUARDIAN INVESTOR SERVICES CORPORATION (NEW YORK NY)
NY
04/17/1993 - 01/21/1997
MONY SECURITIES CORP. (NEW YORK NY)
MA
05/04/1990 - 01/07/1993
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
NA
05/22/1987 - 02/22/1989
NYLIFE SECURITIES INC.
NA
12/15/1986 - 04/22/1987
PRINCOR FINANCIAL SERVICES CORPORATION
IA
Issued 04/25/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/13/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/30/1999
Series 7 - General Securities Representative Examination
BC
Issued 12/12/1986
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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