Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ronald? Claim Your ProfileRonald Gilbert Smith is a financial advisor with over 40 years of experience in the industry. Ronald is a registered representative with Next Financial Group, Inc. Ronald has been with the firm since July 2005. Previously, Ronald worked at Securities America, Inc., Transamerica Financial Advisors, Inc., Mutual Service Corporation, Manequity, Inc., Provident National Equities, Inc., Southwestern Management & Research Corporation, and Southwestern Life Insurance Company. Ronald is a Chartered Financial Consultant and holds Series 1, 7, 63, 65, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar/workshop attendance fees
1
2
VA
07/11/2005 - Present
Next Financial Group, Inc. (POWHATAN VA)
NE
10/29/2003 - 06/27/2005
SECURITIES AMERICA, INC. (LAVISTA NE)
CA
09/18/1995 - 10/27/2003
TRANSAMERICA FINANCIAL ADVISORS, INC. (LOS ANGELES CA)
MA
01/04/1989 - 09/19/1995
MUTUAL SERVICE CORPORATION (BOSTON MA)
MA
06/27/1978 - 02/17/1995
MANEQUITY, INC. (BOSTON MA)
NA
03/03/1977 - 08/15/1978
PROVIDENT NATIONAL EQUITIES, INC.
NA
04/01/1971 - 07/26/1976
SOUTHWESTERN MANAGEMENT & RESEARCH CORPORATION
NA
07/22/1970 - 08/20/1971
SOUTHWESTERN LIFE INSURANCE COMPANY
IA
Issued 04/02/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/04/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/14/1970
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
Not sure Ronald Smith is the right advisor for you? Invested Better is here to help.
