Unclaimed
Ronald Gerard Lonergan is a financial advisor with Bbva Securities Inc. Ronald has been in the industry since 1992. Ronald is currently registered with FINRA and 30 state securities authorities. Ronald holds the Series 7, Series 63 and SIE licenses and is qualified to offer investment advice in Alabama, Alaska, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Illinois, Indiana, Iowa, Kansas, Maine, Maryland, Massachusetts, Michigan, Minnesota, Missouri, Nebraska, New Jersey, New York, Ohio, Oklahoma, Oregon, Pennsylvania, Texas, Virginia, Washington, and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
10/15/2013 - Present
Bbva Securities Inc. (NEW YORK NY)
NJ
01/02/2013 - 10/18/2013
BB&T SECURITIES, LLC (RED BANK NJ)
NJ
03/06/2012 - 01/02/2013
SCOTT & STRINGFELLOW, LLC (RED BANK NJ)
NY
12/03/2010 - 01/03/2012
MIZUHO SECURITIES USA INC. (NEW YORK NY)
NY
10/19/2009 - 10/22/2010
BTIG, LLC (NEW YORK NY)
NY
05/11/2009 - 10/06/2009
UTENDAHL CAPITAL GROUP, LLC (NEW YORK NY)
NY
05/11/2009 - 10/06/2009
UTENDAHL CAPITAL PARTNERS, L.P. (NEW YORK NY)
NY
03/14/2002 - 05/05/2009
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
12/19/2000 - 04/24/2002
MERRILL LYNCH PROFESSIONAL CLEARING CORP. (NEW YORK NY)
NY
06/17/1993 - 02/26/2002
MERRILL LYNCH GOVERNMENT SECURITIES INC. ("MLGSI") (NEW YORK NY)
NY
06/17/1993 - 02/26/2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
08/15/1989 - 09/07/1990
BEAR, STEARNS & CO. INC. (NEW YORK NY)
BC
Issued 03/08/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/23/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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