Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ronald? Claim Your ProfileRonald Gargiulo is a financial professional with over 30 years of experience in the industry. Currently, Ronald Gargiulo is a Registered Representative at TP Icap Global Markets Americas LLC, a firm with a focus on providing clients with global financial markets access. Ronald Gargiulo has held previous positions with other firms, including Tullett Prebon Financial Services LLC, MBS Source Etrading, Inc., Tradition Securities and Derivatives LLC, Samuel A Ramirez & Co., Inc., and Cantor Fitzgerald Partners. Ronald Gargiulo is a holder of Series 7, Series 63, Series 72, and SIE licenses, and is registered with the state of New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
06/30/2023 - Present
TP Icap Global Markets Americas LLC (NEW YORK NY)
NY
06/16/2023 - 06/30/2023
TULLETT PREBON FINANCIAL SERVICES LLC (New York NY)
WA
03/23/2022 - 03/20/2023
MBS SOURCE ETRADING, INC. (MERCER ISLAND WA)
NY
09/01/2020 - 07/30/2021
TRADITION SECURITIES AND DERIVATIVES LLC (New York NY)
NY
11/26/2018 - 12/09/2019
SAMUEL A RAMIREZ & CO., INC. (NEW YORK NY)
NY
10/17/2001 - 06/28/2018
TULLETT PREBON FINANCIAL SERVICES LLC (NEW YORK NY)
NJ
07/19/2001 - 10/23/2001
PREBON FINANCIAL PRODUCTS INC. (JERSEY CITY NJ)
NJ
12/13/2000 - 07/16/2001
R. SEELAUS & CO.,INC. (CHATHAM NJ)
NY
04/06/1999 - 01/11/2000
CHAPDELAINE CORPORATE SECURITIES & CO (NEW YORK NY)
NY
03/06/1990 - 03/04/1999
CANTOR FITZGERALD PARTNERS (NEW YORK NY)
NY
08/05/1987 - 03/04/1999
CANTOR FITZGERALD SECURITIES (NEW YORK NY)
NA
04/29/1987 - 02/25/1989
CANTOR, FITZGERALD & CO., INC.
NA
07/27/1987 - 09/23/1988
CANTOR FITZGERALD MBS BROKERS, INC.
BC
Issued 01/06/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 72 - Government Securities Representative Examination
BC
Issued 06/28/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/25/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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