Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ronald? Claim Your ProfileRonald Gahleong Kam has been in the financial services industry since 1986. Ronald is currently registered with Cetera Investment Advisers LLC, a firm that provides financial planning, portfolio management, and pension consulting services. Ronald has a wide range of experience in the industry, having previously worked at several firms, including First Allied Securities, Inc., Linsco/Private Ledger Corp., and SunAmerica Securities, Inc. Ronald has a strong commitment to his clients and is dedicated to helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
HI
02/10/2023 - Present
Cetera Investment Advisers LLC (HONOLULU HI)
HI
12/03/2007 - 09/08/2022
FIRST ALLIED SECURITIES, INC. (HONOLULU HI)
HI
09/25/2000 - 12/11/2007
LINSCO/PRIVATE LEDGER CORP. (HONOLULU HI)
AZ
06/30/1999 - 09/28/2000
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
MA
12/12/1986 - 07/19/1999
SIGNATOR INVESTORS, INC. (BOSTON MA)
MA
01/01/1990 - 05/01/1997
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
IA
Issued 5/28/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/6/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 2/15/2008
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 1/2/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/21/1989
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 12/6/1986
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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