Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ronald? Claim Your ProfileRonald G Smith is a Registered Representative and Investment Adviser Representative at Alliancebernstein LP. Ronald has been in the industry since July 2013. Ronald is registered to provide investment advice in Connecticut. Ronald has passed the Series 63, Series 65, Series 7 and SIE exams. Ronald specializes in Asset Allocation, Financial Planning, Portfolio Management for Businesses, Portfolio Management for Individuals, Portfolio Management for Investment Companies, and Portfolio Management for Pooled Investment Vehicles. Ronald also owns RGS Ventures, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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CT
02/05/2024 - Present
Alliancebernstein LP (Stamford CT)
NY
07/01/2013 - 12/26/2023
SPARTAN CAPITAL SECURITIES, LLC (NEW YORK NY)
IA
Issued 02/03/2024
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/15/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/01/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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