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Ronald Franklin Pompel

Transamerica Financial Advisors, Inc.

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About Ronald Franklin Pompel

Ronald Pompel is a financial advisor at Transamerica Financial Advisors, Inc., registered with the state of Oregon. Ronald has been in the financial services industry since December 4, 2000. Ronald Pompel is also a registered representative with Transamerica Financial Advisors, Inc., holding licenses in Oregon, Washington, and the Series 6, SIE and 63 securities licenses. In addition to his role at Transamerica, Ronald is also a partner in the Pompel Family LLC, a family property used for recreation and hunting, and is a representative for Senior Medicare Health Care Plans, where he helps clients select the most appropriate Medicare health care plans. Ronald Pompel's experience and expertise are well-suited to advise clients on financial planning, portfolio management, and selection of other advisors.

Firm Information

Ronald Pompel is currently registered with Transamerica Financial Advisors, Inc.. Transamerica Financial Advisors, Inc. is a registered investment advisor with over 1,100 investment advisor representatives, managing $1 billion to $10 billion in client assets. The firm offers a range of services, including portfolio management for individuals, selection of other advisors, and wrap fee program participation. It has been in business since 1984 and is headquartered in St. Petersburg, FL. The firm serves a diverse clientele, including individuals, high-net-worth individuals, pension plans, corporations, charitable organizations, and other institutions.
Transamerica Financial Advisors, Inc.

570 CARILLON PARKWAY

ST PETERSBURG, FL 33716-1202

$1.62B

Assets Under Management

Not reported

Total Clients

2,487

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Ronald Pompel’s Registration & Firm History

OR

01/06/2012 - Present

Transamerica Financial Advisors, Inc. (PORTLAND OR)

OR

04/12/2002 - 01/06/2012

WORLD GROUP SECURITIES, INC. (PORTLAND OR)

GA

12/04/2000 - 04/12/2002

WMA SECURITIES, INC. (DULUTH GA)

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Licenses & Designations

IA

Issued 08/17/2011

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 09/27/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/30/2000

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Ronald Franklin Pompel.
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