Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ronald? Claim Your ProfileRonald Francis Roybal is a financial advisor with Cetera Financial Specialists LLC. Ronald has been in the financial industry since 1993. Ronald has a variety of experience in the financial services industry, having worked for several firms including Cetera Advisors LLC, Cetera Advisor Networks LLC, Cetera Investment Services LLC, and First Allied Securities, Inc. Ronald has also held registrations with the Securities and Exchange Commission (SEC) and the Financial Industry Regulatory Authority (FINRA). Ronald holds the Series 6, 7, 24, 26, and 63 licenses. Ronald is registered in Colorado.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
02/22/2016 - Present
Cetera Financial Specialists LLC (SAN DIEGO CA)
CA
02/22/2016 - 09/08/2022
FIRST ALLIED SECURITIES, INC. (SAN DIEGO CA)
FL
02/22/2016 - 12/03/2019
SUMMIT BROKERAGE SERVICES, INC. (BOCA RATON FL)
CA
02/22/2016 - 11/01/2017
GIRARD SECURITIES, INC. (SAN DIEGO CA)
FL
02/22/2016 - 12/14/2016
LEGEND EQUITIES CORPORATION (PALM BEACH GARDENS FL)
MA
02/22/2016 - 11/09/2016
INVESTORS CAPITAL CORP. (LYNNFIELD MA)
KS
02/22/2016 - 11/09/2016
VSR FINANCIAL SERVICES, INC. (OVERLAND PARK KS)
CT
07/29/2008 - 02/01/2010
ING FINANCIAL PARTNERS, INC. (WINDSOR CT)
CO
09/19/2005 - 06/13/2008
DIRECTED SERVICES LLC (DENVER CO)
CO
05/30/2001 - 06/13/2008
ING AMERICA EQUITIES, INC. (DENVER CO)
CO
11/25/1998 - 08/22/2000
MULTI-FINANCIAL SECURITIES CORPORATION (GREENWOOD VILLAGE CO)
NY
08/31/1998 - 10/28/1998
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, INC. (NEW YORK NY)
MA
08/29/1997 - 08/11/1998
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
08/29/1997 - 08/11/1998
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
FL
03/07/1996 - 08/11/1998
PUBLIC EMPLOYEES EQUITIES SERVICES COMPANY (PALM BEACH GARDENS FL)
NA
07/22/1994 - 02/26/1996
PASADENA FUND SERVICES, INC.
NA
10/09/1989 - 01/27/1992
SCHIELD SECURITIES, INC.
BC
Issued 06/29/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/06/2008
Series 24 - General Securities Principal Examination
BC
Issued 12/26/1995
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/10/2000
Series 7 - General Securities Representative Examination
BC
Issued 07/21/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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