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Ronald Francis Murtha

Brooklight Place Securities, Inc.

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About Ronald Francis Murtha

Ronald Francis Murtha is a financial professional with over 30 years of experience in the financial services industry. Ronald is currently registered with Brooklight Place Securities, Inc. and holds Series 6, 63, and 65 licenses. Ronald has held previous positions with several other firms including PRUCO SECURITIES, LLC., LIFEMARK SECURITIES CORP., and ALLSTATE FINANCIAL SERVICES, LLC.

Firm Information

Ronald Murtha is currently registered with Brooklight Place Securities, Inc.. Brooklight Place Securities, Inc. is a Corporation, approved and formed in 1984. They are registered in all 50 states and with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

11

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Ronald Murtha’s Registration & Firm History

AZ

09/05/2022 - Present

Brooklight Place Securities, Inc. (FOUNTAIN HILLS AZ)

NJ

08/17/2021 - 09/09/2022

PRUCO SECURITIES, LLC. (Basking Ridge NJ)

NJ

04/13/2021 - 09/13/2021

LIFEMARK SECURITIES CORP. (Clifton NJ)

NJ

08/27/2009 - 04/16/2021

ALLSTATE FINANCIAL SERVICES, LLC (CRANFORD NJ)

NJ

10/30/2002 - 08/19/2009

AMERITAS INVESTMENT CORP. (GARFIELD NJ)

MN

02/23/2000 - 10/18/2002

USALLIANZ SECURITIES, INC. (MINNEAPOLIS MN)

NY

10/26/1998 - 09/16/1999

NYLIFE SECURITIES INC. (NEW YORK NY)

DE

01/04/1995 - 02/18/1998

1717 CAPITAL MANAGEMENT COMPANY (NEWARK DE)

NJ

01/05/1989 - 01/21/1995

PRUCO SECURITIES CORPORATION (NEWARK NJ)

NJ

01/05/1989 - 12/10/1993

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)

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Licenses & Designations

BC

Issued 07/29/2004

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 04/29/2004

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/04/1989

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Ronald Francis Murtha. Review regulatory record here.
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