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Ronald Francis Martin

Neuberger Berman BD LLC

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About Ronald Francis Martin

Ronald Francis Martin is a registered representative with Neuberger Berman BD LLC. Ronald has been in the securities industry since 2005 and holds the Series 7 and Series 63 licenses. Prior to his current role, Ronald worked for NEUBERGER BERMAN MANAGEMENT LLC and NEUBERGER BERMAN LLC. Ronald's experience includes providing portfolio management for individuals and selection of other advisors.

Firm Information

Ronald Martin is currently registered with Neuberger Berman BD LLC. Neuberger Berman BD LLC is a Limited Liability Company formed in November 1996. The firm is headquartered in New York, NY. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. They have a team of 1,880 investment advisor representatives and registered representatives. The firm specializes in providing investment advisory services to a variety of clients, including high-net-worth individuals, corporations, and institutions.
Neuberger Berman BD LLC

1290 AVENUE OF THE AMERICAS

NEW YORK, NY 10104

Not reported

Assets Under Management

Not reported

Total Clients

924

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Ronald Martin’s Registration & Firm History

IL

01/06/2016 - Present

Neuberger Berman BD LLC (CHICAGO IL)

IL

05/09/2013 - 06/30/2016

NEUBERGER BERMAN MANAGEMENT LLC (CHICAGO IL)

IL

11/27/2007 - 05/10/2013

NEUBERGER BERMAN LLC (CHICAGO IL)

NY

05/27/2004 - 03/01/2007

DEAM INVESTOR SERVICES, INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 09/21/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/26/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Ronald Francis Martin.
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