Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ronald? Claim Your ProfileRonald Gottl is an investment advisor representative with Equitable Advisors, LLC, a firm with a focus on financial planning, portfolio management for individuals and businesses, and pension consulting. Ronald has been working in the securities industry since 1983. Ronald holds licenses in several states including California, Illinois, Iowa, Missouri, and North Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
IA
01/18/2013 - Present
Equitable Advisors, LLC (JOHNSTON IA)
IA
01/09/2006 - 01/14/2013
METLIFE SECURITIES INC. (WEST DES MOINES IA)
IA
01/09/2006 - 07/09/2007
METROPOLITAN LIFE INSURANCE COMPANY (DES MOINES IA)
IA
11/20/2001 - 01/24/2006
M HOLDINGS SECURITIES, INC. (DES MOINES IA)
IA
08/23/2000 - 11/09/2001
CAMBRIDGE INVESTMENT RESEARCH, INC. (FAIRFIELD IA)
CT
06/26/1998 - 08/22/2000
WASHINGTON SQUARE SECURITIES, INC. (WINDSOR CT)
KS
10/16/1992 - 05/13/1998
VSR FINANCIAL SERVICES, INC. (OVERLAND PARK KS)
NA
01/17/1992 - 11/03/1992
KINGLAND CAPITAL CORPORATION
NY
05/16/1983 - 01/17/1992
EQUICO SECURITIES, INC. (NEW YORK NY)
NY
05/16/1983 - 01/17/1992
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
IA
Issued 06/18/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/06/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/24/1987
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 05/02/1983
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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