Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ronald? Claim Your ProfileRonald Ford Powell is a financial professional with over 27 years of experience in the industry. Ronald is a registered representative with Cetera Investment Advisers LLC. Ronald has worked with a variety of firms throughout his career, including Wells Fargo Clearing Services, LLC, Northern Trust Securities, Inc., and Citigroup Global Markets Inc.. Ronald currently holds Series 63, Series 65, Series 66, Series 7, and SIE licenses. Ronald also holds the Certified Financial Planner designation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
07/28/2023 - Present
Cetera Investment Advisers LLC (HENDERSON TX)
TX
08/30/2019 - 04/22/2023
WELLS FARGO CLEARING SERVICES, LLC (AUSTIN TX)
TX
11/03/2006 - 03/06/2019
NORTHERN TRUST SECURITIES, INC. (AUSTIN TX)
TX
12/19/2006 - 09/30/2011
VISION INVESTMENT SERVICES, INC. (HOUSTON TX)
TX
10/25/2002 - 10/16/2006
CITIGROUP GLOBAL MARKETS INC. (DALLAS TX)
NY
10/03/1995 - 10/29/2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 10/21/2019
Series 66 - Uniform Combined State Law Examination
IA
Issued 04/04/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/30/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/02/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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