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Ronald Everett Phillips

Intercoastal Capital Markets, Inc.

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About Ronald Everett Phillips

Ronald Everett Phillips is a financial advisor with over 20 years of experience in the industry. Ronald is currently registered with Intercoastal Capital Markets, Inc. in Boca Raton, FL. Ronald has previously been registered with SecureVest Financial Group and R. Seelaus & Co., Inc.

Firm Information

Ronald Phillips is currently registered with Intercoastal Capital Markets, Inc.. Intercoastal Capital Markets, Inc. is a Corporation that was formed in 1960-07-26. The firm has been approved for operations in 38 states and is registered with the SEC. The firm has a history of regulatory events (9), arbitration disclosures (2), and one bond disclosure.

Not reported

Assets Under Management

Not reported

Total Clients

22

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Ronald Phillips’s Registration & Firm History

FL

10/16/2012 - Present

Intercoastal Capital Markets, Inc. (BOCA RATON FL)

FL

03/24/2008 - 11/05/2012

SECUREVEST FINANCIAL GROUP (BOCA RATON FL)

FL

05/14/2003 - 03/18/2008

R. SEELAUS & CO.,INC. (BOCA RATON FL)

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Licenses & Designations

BC

Issued 05/28/2003

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/04/2018

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/12/2003

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Ronald Everett Phillips.
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