Unclaimed
Ronald Eugene Smouse is a financial advisor with over 30 years of experience in the financial services industry. He is currently registered with Osaic Wealth, Inc. and holds licenses for Series 63, 24, 7, 22 and SIE. Ronald has a strong track record of providing comprehensive financial planning and investment management services to a wide range of clients, including individuals, families, businesses, and charitable organizations. Ronald Eugene Smouse is committed to helping clients achieve their financial goals and providing them with the personalized service they deserve.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MO
10/20/2014 - Present
Osaic Wealth, Inc. (SPRINGFIELD MO)
MO
07/18/2001 - 11/04/2014
LPL FINANCIAL LLC (SPRINGFIELD MO)
CA
06/22/2000 - 07/13/2001
FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)
AZ
11/19/1989 - 07/12/2000
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
NA
09/24/1984 - 11/19/1989
INTEGRATED RESOURCES EQUITY CORPORATION
BC
Issued 06/08/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/18/2002
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/15/1984
Series 7 - General Securities Representative Examination
BC
Issued 06/08/1984
Series 22 - Direct Participation Programs Representative Examination
Active
Inactive
F
FINRA
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