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Ronald Eugene Pratt

Alliancebernstein Investments, Inc.

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About Ronald Eugene Pratt

Ronald Eugene Pratt is a financial advisor with Alliancebernstein Investments, Inc. located in Nashville, TN. Ronald has been in the securities industry since December 21, 1987. Ronald is registered to provide securities related services in 14 states. Ronald holds Series 6, 7, 24, 63 and 66 securities licenses.

Firm Information

Ronald Pratt is currently registered with Alliancebernstein Investments, Inc.. Alliancebernstein Investments, Inc. is a Corporation that was formed on November 15, 1983. The firm is registered with the SEC and in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

197

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Ronald Pratt’s Registration & Firm History

TN

06/21/2023 - Present

Alliancebernstein Investments, Inc. (Nashville TN)

CO

11/11/2005 - 02/13/2023

JANUS HENDERSON DISTRIBUTORS US LLC (DENVER CO)

NY

04/08/2005 - 11/01/2005

JPMORGAN DISTRIBUTION SERVICES, INC. (NEW YORK NY)

WI

11/24/2003 - 12/17/2004

INVESTMENT CENTERS OF AMERICA, INC. (APPLETON WI)

TX

04/06/1992 - 10/16/2003

VAN KAMPEN FUNDS INC. (HOUSTON TX)

NA

04/29/1987 - 02/21/1992

MARK TWAIN BROKERAGE SERVICES, INC.

NA

03/06/1987 - 05/18/1987

TRANSAMERICA SECURITIES SALES CORPORATION

NA

01/30/1987 - 05/15/1987

TRANSAMERICA FINANCIAL RESOURCES, INC.

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Licenses & Designations

BOTH

Issued 03/24/2004

Series 66 - Uniform Combined State Law Examination

IA

Issued 02/22/2000

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 02/23/1987

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/03/2011

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/25/1987

Series 7 - General Securities Representative Examination

BC

Issued 01/23/1987

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Ronald Eugene Pratt.
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