Unclaimed
Ronald Hofmann is a financial professional with over 20 years of experience in the industry. Ronald has been registered with J.p. Morgan Securities LLC since 2012. Previously, Ronald was a registered representative at CHASE INVESTMENT SERVICES CORP. and SPEAR, LEEDS & KELLOGG. Ronald holds Series 6, 7, and 63 licenses. Ronald is also a registered representative in California, Connecticut, New Jersey, New York and Puerto Rico.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NY
10/01/2012 - Present
J.p. Morgan Securities LLC (NEW YORK NY)
NY
08/29/2008 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (NEW YORK NY)
NY
10/05/1994 - 09/10/1996
SPEAR, LEEDS & KELLOGG (NEW YORK NY)
BC
Issued 09/13/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/27/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/04/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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