Unclaimed
Ronald Eugene Fisher has been in the financial services industry since December 4, 1993. Ronald is currently a registered representative of Private Advisor Group, LLC and is also an Investment Advisor Representative. Ronald holds a Series 6, 7, 26, 63 and 65 licenses. Ronald has been registered with Private Advisor Group since July of 2012. Ronald is registered in 15 states including Texas, Maryland, New Jersey, New York, and Virginia. Prior to his registration with Private Advisor Group, Ronald was a registered representative of Investors Capital Corp, HD Vest Investment Services and WMA Securities, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Solicitation/referral
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor/referral fees
1
2
NJ
08/01/2024 - Present
Private Advisor Group, LLC (MORRISTOWN NJ)
MD
09/12/2006 - 11/22/2011
INVESTORS CAPITAL CORP. (NOTTINGHAM MD)
MD
02/05/2002 - 09/25/2006
H.D. VEST INVESTMENT SERVICES (BALTIMORE MD)
GA
07/18/1994 - 02/20/2002
WMA SECURITIES, INC. (DULUTH GA)
GA
11/17/1993 - 07/11/1994
PFS INVESTMENTS INC. (DULUTH GA)
IA
Issued 06/27/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/04/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/07/1995
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/08/2000
Series 7 - General Securities Representative Examination
BC
Issued 11/15/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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