Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ronald? Claim Your ProfileRonald Colonna is a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc. He has been in the securities industry since 2003. Ronald has a combined 27 years of experience in the industry. Prior to joining Merrill Lynch, Pierce, Fenner & Smith Inc., he worked at DEUTSCHE BANK SECURITIES INC. Ronald is registered in 31 states and the District of Columbia. His certifications include Series 7, Series 63, Series 66, and SIE. Ronald specializes in providing investment advice to individuals, high-net-worth individuals, corporations, insurance companies, charitable organizations, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
12/15/2021 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NEW YORK NY)
NY
12/08/2010 - 09/15/2021
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NJ
09/21/2009 - 11/12/2010
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NY
04/25/2006 - 09/21/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
01/27/2006 - 04/13/2006
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
NY
11/08/2001 - 06/25/2004
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
BOTH
Issued 02/10/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/19/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/07/2001
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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