Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ronald? Claim Your ProfileRonald Erik Midgley is a financial advisor with over 30 years of experience in the industry. Ronald is currently registered with Raymond James Financial Services Advisors, Inc. Ronald previously worked for Wachovia Securities, LLC, Prudential Securities Incorporated, Robert W. Baird & Co. Incorporated, and McDonald & Company Securities, Inc. Ronald holds the Series 63, 65, 7, 9, 10, 31, and SIE licenses. Ronald is also a Certified Financial Planner.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
OH
07/16/2021 - Present
Raymond James Financial Services Advisors, Inc. (CANFIELD OH)
OH
07/01/2003 - 04/17/2009
WACHOVIA SECURITIES, LLC (CANFIELD OH)
NY
11/06/2000 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
WI
01/03/1994 - 11/10/2000
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
OH
05/23/1989 - 01/13/1994
MCDONALD & COMPANY SECURITIES, INC. (CLEVELAND OH)
IA
Issued 02/03/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/04/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/10/2009
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/13/2009
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/14/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 05/20/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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