Unclaimed
Ronald Eric Lawson is a financial advisor at LPL Financial LLC. Ronald is a registered representative in North Carolina and South Carolina. He has been in the financial services industry since October 2010 and has been with LPL Financial LLC since January 2015. Ronald specializes in providing financial planning, portfolio management, and pension consulting services to individuals, businesses, and retirement plans. He is committed to helping his clients achieve their financial goals through personalized financial advice and comprehensive wealth management solutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
SC
09/26/2016 - Present
LPL Financial LLC (FORT MILL SC)
NC
05/15/2014 - 01/09/2015
RCH SECURITIES (CHARLOTTE NC)
NC
01/03/2013 - 03/17/2014
UBS FINANCIAL SERVICES INC. (CHARLOTTE NC)
NC
08/22/2011 - 12/12/2012
EDWARD JONES (CHARLOTTE NC)
NC
10/22/2010 - 07/01/2011
FIRST INVESTORS CORPORATION (CHARLOTTE NC)
BOTH
Issued 09/29/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/03/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/15/2011
Series 7 - General Securities Representative Examination
BC
Issued 10/21/2010
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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