Unclaimed
Ronald Eric Dodd is a financial professional with over 30 years of experience in the industry. Ronald has been affiliated with Thrivent Investment Management Inc. since July 2002 and is registered with the Securities and Exchange Commission (SEC) as a Registered Representative and Investment Advisor Representative. Ronald is licensed to conduct business in multiple states, including Illinois, Iowa, Texas, Oklahoma, Arizona, Colorado, Florida, Indiana, Michigan, Minnesota, Missouri, Nebraska, North Carolina, Ohio, South Carolina, Washington, and Wisconsin. Ronald holds Series 6, 7, 63, and 66 securities licenses and has completed the Securities Industry Essentials Examination (SIE).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
IL
03/08/2011 - Present
Thrivent Investment Management Inc. (Moline IL)
BOTH
Issued 02/25/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/17/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/30/2002
Series 7 - General Securities Representative Examination
BC
Issued 03/17/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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