Unclaimed
Ronald Merrill is a financial advisor with over 35 years of experience in the financial services industry. Ronald is registered with Prosperity Wealth Management, Inc. and has experience with a variety of financial products and services including fixed insurance, securities, investment advisory and financial planning. Ronald has a deep understanding of the financial markets and a commitment to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
ME
01/06/2020 - Present
Prosperity Wealth Management, Inc. (Waterville ME)
ME
02/17/2017 - 10/13/2017
VOYA FINANCIAL ADVISORS, INC. (Waterville ME)
ME
09/23/2016 - 02/21/2017
SECURITIES AMERICA, INC. (WATERVILLE ME)
ME
08/08/2003 - 09/23/2016
WALL STREET FINANCIAL GROUP, INC. (WATERVILLE ME)
ME
05/23/2000 - 08/18/2003
WEALTH EQUITY CORPORATION (FAIRFIELD ME)
FL
01/04/2000 - 05/24/2000
RAYMOND JAMES FINANCIAL SERVICES, INC. (ST. PETERSBURG FL)
ME
01/17/1997 - 12/31/1999
NLBS ADVISERS, INC. (WATERVILLE ME)
GA
05/08/1985 - 01/24/1997
PFS INVESTMENTS INC. (DULUTH GA)
BOTH
Issued 12/31/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/08/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/04/2009
Series 53 - Municipal Securities Principal Examination
BC
Issued 04/22/1999
Series 24 - General Securities Principal Examination
BC
Issued 03/17/1987
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/17/1998
Series 7 - General Securities Representative Examination
BC
Issued 05/07/1985
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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