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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ronald? Claim Your ProfileRonald Edward Schroeter is a financial advisor with over 17 years of experience in the industry. Ronald currently works for Wells Fargo Clearing Services, LLC, and is registered to conduct business in multiple states, including North Carolina, South Carolina, and Texas. Prior to joining Wells Fargo Clearing Services, Ronald worked for BB&T Investment Services, Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Ronald has passed the Series 7, Series 31, Series 66, and SIE exams. Ronald specializes in providing financial planning, investment consulting, and portfolio management services to a variety of clients, including individuals, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NC
01/14/2014 - Present
Wells Fargo Clearing Services, LLC (CHARLOTTE NC)
NC
08/21/2007 - 10/01/2009
BB&T INVESTMENT SERVICES, INC. (INDIAN TRAIL NC)
MD
03/19/2007 - 07/20/2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BALTIMORE MD)
MD
06/05/2006 - 02/05/2007
MORGAN STANLEY DW INC. (BALTIMORE MD)
BOTH
Issued 06/28/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/07/2006
Series 31 - Futures Managed Funds Examination
BC
Issued 06/02/2006
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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