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Ronald Edward Groves

Transamerica Financial Advisors, Inc.

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About Ronald Edward Groves

Ronald Edward Groves is an active Investment Advisor Representative with Transamerica Financial Advisors, Inc. in Norwood, MA. Ronald is registered with the state of Massachusetts as an Investment Advisor. Ronald has over 16 years of experience in the financial industry, having worked for companies such as Citizens Securities, Inc., NYLIFE SECURITIES LLC, and Statara Financial, LLC. Ronald's current and former employers include Citizens Securities, Inc., NYLIFE SECURITIES LLC, Statara Financial, LLC, Transamerica Financial Advisors, Inc., and WFGIA.

Firm Information

Ronald Groves is currently registered with Transamerica Financial Advisors, Inc.. Transamerica Financial Advisors, Inc. is a registered investment advisor with over 1,100 investment advisor representatives, managing $1 billion to $10 billion in client assets. The firm offers a range of services, including portfolio management for individuals, selection of other advisors, and wrap fee program participation. It has been in business since 1984 and is headquartered in St. Petersburg, FL. The firm serves a diverse clientele, including individuals, high-net-worth individuals, pension plans, corporations, charitable organizations, and other institutions.
Transamerica Financial Advisors, Inc.

570 CARILLON PARKWAY

ST PETERSBURG, FL 33716-1202

$1.62B

Assets Under Management

Not reported

Total Clients

2,487

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Ronald Groves’s Registration & Firm History

MA

05/01/2024 - Present

Transamerica Financial Advisors, Inc. (Norwood MA)

MA

10/31/2014 - 02/28/2020

CITIZENS SECURITIES, INC. (BRIDGEWATER MA)

RI

10/24/2007 - 08/13/2014

NYLIFE SECURITIES LLC (PROVIDENCE RI)

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Licenses & Designations

IA

Issued 05/08/2015

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 12/29/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/23/2007

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There is public disclosure for Ronald Edward Groves. Review regulatory record here.
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