Unclaimed
Ronald Earl Williams is a registered representative with Fidelity Brokerage Services LLC. Ronald has been in the securities industry since 2018. Prior to joining Fidelity Brokerage Services LLC, Ronald worked at J.P. MORGAN SECURITIES LLC and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. Ronald holds the Series 63, Series 7TO, and SIE exams. Ronald is registered in 53 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
RI
07/14/2021 - Present
Fidelity Brokerage Services LLC (SMITHFIELD RI)
DC
04/11/2019 - 05/13/2021
J.P. MORGAN SECURITIES LLC (WASHINGTON DC)
DC
11/02/2018 - 02/13/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (WASHINGTON DC)
BC
Issued 04/23/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/02/2018
Series 7TO - General Securities Representative Examination
BC
Issued 11/02/2018
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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