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Ronald Earl Williams

Fidelity Brokerage Services LLC

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About Ronald Earl Williams

Ronald Earl Williams is a registered representative with Fidelity Brokerage Services LLC. Ronald has been in the securities industry since 2018. Prior to joining Fidelity Brokerage Services LLC, Ronald worked at J.P. MORGAN SECURITIES LLC and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. Ronald holds the Series 63, Series 7TO, and SIE exams. Ronald is registered in 53 states and the District of Columbia.

Firm Information

Ronald Williams is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Ronald Williams’s Registration & Firm History

RI

07/14/2021 - Present

Fidelity Brokerage Services LLC (SMITHFIELD RI)

DC

04/11/2019 - 05/13/2021

J.P. MORGAN SECURITIES LLC (WASHINGTON DC)

DC

11/02/2018 - 02/13/2019

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (WASHINGTON DC)

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Licenses & Designations

BC

Issued 04/23/2019

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/02/2018

Series 7TO - General Securities Representative Examination

BC

Issued 11/02/2018

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There is public disclosure for Ronald Earl Williams. Review regulatory record here.
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