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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ronald? Claim Your ProfileRonald Roesler is a financial advisor at Wells Fargo Clearing Services, LLC, where he has been employed since 2016. Ronald Roesler has been in the financial services industry since 1988 and is licensed to provide investment advice in 27 states. Ronald Roesler is also a registered investment advisor in California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
07/01/2003 - Present
Wells Fargo Clearing Services, LLC (WOODLAND HILLS CA)
NY
09/25/2000 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NJ
04/04/1997 - 10/18/2000
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
07/02/1993 - 04/09/1997
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
MA
02/27/1992 - 07/12/1993
JMC INVESTMENT SERVICES, INC. (BOSTON MA)
NA
09/29/1989 - 09/25/1991
REES FINANCIAL GROUP, INC.
NY
11/25/1987 - 08/19/1989
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 09/16/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/17/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/04/1990
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/05/2010
Series 31 - Futures Managed Funds Examination
BC
Issued 02/16/1989
Series 3 - National Commodity Futures Examination
BC
Issued 11/21/1987
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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