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Ronald Domenic Piccinini

Principal Securities, Inc.

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About Ronald Domenic Piccinini

Ronald Piccinini has been in the financial industry for over 30 years and is currently registered with Principal Securities, Inc.. Ronald is a Chartered Financial Consultant and specializes in various financial areas. Ronald holds the Series 6, 7, 24, 26, 53, and 66 licenses. Ronald is a highly experienced and qualified financial advisor.

Firm Information

Ronald Piccinini is currently registered with Principal Securities, Inc.. Principal Securities, Inc. is a corporation founded in May 1968 with its main office in Des Moines, Iowa. The firm offers financial planning, pension consulting, educational seminars, selection of other advisors, and portfolio management for individuals. They have a wrap fee program and serve various client types, including individuals, corporations, charitable organizations, and pension plans. Principal Securities, Inc. has been registered with the SEC and in all 50 states plus Puerto Rico.
Principal Securities, Inc.

711 HIGH STREET

DES MOINES, IA 50392

$12.11B

Assets Under Management

1,153

Total Clients

2,140

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Seminar fees, solicitors fees, subscription consulting fees

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Ronald Piccinini’s Registration & Firm History

FL

05/15/2013 - Present

Principal Securities, Inc. (Tampa FL)

FL

07/22/2002 - 04/17/2013

NEW ENGLAND SECURITIES (ORLANDO FL)

NY

06/07/2000 - 08/01/2002

MONY SECURITIES CORPORATION (NEW YORK NY)

NY

06/07/2000 - 06/09/2000

NYLIFE SECURITIES INC. (NEW YORK NY)

MA

09/07/1988 - 01/18/1999

METLIFE SECURITIES INC. (SPRINGFIELD MA)

NY

09/07/1988 - 01/18/1999

METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 12/04/2003

Series 66 - Uniform Combined State Law Examination

BC

Issued 01/11/2008

Series 53 - Municipal Securities Principal Examination

BC

Issued 10/30/2000

Series 24 - General Securities Principal Examination

BC

Issued 02/03/1998

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/26/2000

Series 7 - General Securities Representative Examination

BC

Issued 09/02/1988

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Ronald Domenic Piccinini. Review regulatory record here.
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