Unclaimed
Ronald Piccinini has been in the financial industry for over 30 years and is currently registered with Principal Securities, Inc.. Ronald is a Chartered Financial Consultant and specializes in various financial areas. Ronald holds the Series 6, 7, 24, 26, 53, and 66 licenses. Ronald is a highly experienced and qualified financial advisor.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
1
2
FL
05/15/2013 - Present
Principal Securities, Inc. (Tampa FL)
FL
07/22/2002 - 04/17/2013
NEW ENGLAND SECURITIES (ORLANDO FL)
NY
06/07/2000 - 08/01/2002
MONY SECURITIES CORPORATION (NEW YORK NY)
NY
06/07/2000 - 06/09/2000
NYLIFE SECURITIES INC. (NEW YORK NY)
MA
09/07/1988 - 01/18/1999
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
09/07/1988 - 01/18/1999
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
BOTH
Issued 12/04/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/11/2008
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/30/2000
Series 24 - General Securities Principal Examination
BC
Issued 02/03/1998
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/26/2000
Series 7 - General Securities Representative Examination
BC
Issued 09/02/1988
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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