Unclaimed
Ronald Bailey is a financial advisor with LPL Financial LLC. Ronald has been in the financial services industry since November 2000. He is a registered representative with both FINRA and the state of Tennessee. Ronald holds Series 7, Series 66 and SIE licenses. Prior to joining LPL Financial LLC, Ronald was employed by National Planning Corporation and Morgan Keegan & Company, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TN
11/29/2017 - Present
LPL Financial LLC (HIXSON TN)
TN
10/28/2009 - 11/29/2017
NATIONAL PLANNING CORPORATION (CHATTANOOGA TN)
TN
08/20/2004 - 10/30/2009
MORGAN KEEGAN & COMPANY, INC. (CHATTANOOGA TN)
NJ
11/10/2000 - 09/13/2004
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
BOTH
Issued 12/02/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/09/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Ronald Bailey is the right advisor for you? Invested Better is here to help.