Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ronald? Claim Your ProfileRonald David Sweat is a financial professional with over 20 years of experience in the industry. Ronald currently works with Charles Schwab & CO., Inc. in Westlake, TX. Prior to this role, Ronald was registered with TD AMERITRADE, INC. in Westlake, TX and Orlando, FL. Ronald holds several professional licenses including the Series 7, Series 10, Series 24, Series 52TO, Series 53, and Series 9 exams. Ronald's experience in the financial industry and broad range of licenses allows him to work with a variety of clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
TX
03/15/2022 - Present
Charles Schwab & CO., Inc. (Westlake TX)
TX
03/06/2007 - 05/19/2024
TD AMERITRADE, INC. (Westlake TX)
FL
06/16/2000 - 12/04/2006
TD AMERITRADE, INC. (ORLANDO FL)
NA
03/11/1993 - 05/28/1993
CHATFIELD DEAN & CO., INC.
NA
10/06/1992 - 01/11/1993
SUNPOINT SECURITIES, INC.
BC
Issued 06/22/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/12/2015
Series 53 - Municipal Securities Principal Examination
BC
Issued 02/20/2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/09/2004
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/06/2003
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/15/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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