Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ronald? Claim Your ProfileRonald Scott has been an active investment advisor representative since January 1992. Ronald is currently registered with UBS Financial Services Inc. Prior to joining UBS, Ronald worked for McDonald Investments Inc., Prudential Securities Incorporated, Key Investments Inc., and PaineWebber Incorporated. Ronald holds the Series 63, Series 65, Series 7 and SIE licenses and has been registered in over 30 states and is a registered investment advisor in New York, Florida and Texas. Ronald offers financial planning, pension consulting, educational seminars, portfolio management for individuals, and portfolio management for businesses, as well as publication of periodicals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NY
10/26/2007 - Present
UBS Financial Services Inc. (SYRACUSE NY)
NY
05/14/1999 - 02/09/2007
MCDONALD INVESTMENTS INC. (SYRACUSE NY)
NY
05/08/2000 - 05/23/2000
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
OH
02/24/1993 - 05/14/1999
KEY INVESTMENTS INC. (CLEVELAND OH)
NJ
01/16/1992 - 02/09/1993
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
IA
Issued 10/13/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/13/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/22/1991
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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