Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ronald? Claim Your ProfileRonald Plexico is a financial professional with over 30 years of experience in the industry. Ronald is currently registered with Southeast Investments, N.c., Inc. and has held previous roles with Corporate Securities Group, Inc., Robert Thomas Securities, Inc and CUNA Brokerage Services, Inc. Ronald is a Series 7, 9, 10, 24, 63, 99TO, and SIE licensed professional. Ronald is registered in 48 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Offer products as a b/d on a commission basis
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2
NC
07/01/1997 - Present
Southeast Investments, N.c., Inc. (CHARLOTTE NC)
MO
01/02/1997 - 07/11/1997
CORPORATE SECURITIES GROUP, INC. (ST. LOUIS MO)
FL
09/03/1996 - 12/31/1996
ROBERT THOMAS SECURITIES, INC (ST. PETERSBURG FL)
IA
07/31/1996 - 08/08/1996
CUNA BROKERAGE SERVICES, INC. (WAVERLY IA)
FL
12/11/1991 - 07/30/1996
ROBERT THOMAS SECURITIES, INC (ST. PETERSBURG FL)
BC
Issued 12/20/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/06/1997
Series 24 - General Securities Principal Examination
BC
Issued 12/27/1996
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/10/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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