Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ronald? Claim Your ProfileRonald David Peterson is a financial advisor with Raymond James Financial Services Advisors, Inc., with a focus on helping clients meet their financial goals. Ronald has been in the financial services industry since 2000, and has extensive experience in providing financial advice and investment management services to individuals, families, and businesses. Ronald is registered with FINRA and the Securities and Exchange Commission, and is licensed to sell securities in Arizona, California, Florida, Iowa, Minnesota, Nebraska, North Dakota, and Texas. He has a Series 7, Series 63, and Series 65 license, as well as the Securities Industry Essentials Examination. Ronald is also a registered representative with Raymond James Financial Services, Inc., a registered broker-dealer, and is licensed to sell insurance in Minnesota.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
NE
07/31/2024 - Present
Raymond James Financial Services Advisors, Inc. (Omaha NE)
ND
03/25/2019 - 08/09/2024
LPL FINANCIAL LLC (FARGO ND)
MN
08/06/2009 - 12/11/2018
RAYMOND JAMES FINANCIAL SERVICES, INC. (PERHAM MN)
MN
09/19/2003 - 08/07/2009
INVEST FINANCIAL CORPORATION (DETROIT LAKES MN)
CA
12/13/2000 - 09/23/2003
WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)
MN
01/09/2001 - 08/13/2002
WELLS FARGO BROKERAGE SERVICES, L.L.C. (MINNEAPOLIS MN)
MN
10/04/2000 - 12/13/2000
WELLS FARGO BROKERAGE SERVICES, L.L.C. (MINNEAPOLIS MN)
IA
Issued 11/07/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/16/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/03/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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