Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ronald? Claim Your ProfileRonald Parrish is a financial advisor with over 25 years of experience in the financial services industry. Ronald is currently registered with Wells Fargo Clearing Services, LLC, and has previously been registered with several other firms, including Credit Suisse Securities (USA) LLC, Goldman, Sachs & Co., and Brown Brothers Harriman & Co.. Ronald holds Series 6, 7, 3, 24, 63, 65, and 66 licenses and the SIE exam. Ronald provides a range of financial services to individual and institutional clients. These services include financial planning, portfolio management, and investment consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
01/04/2016 - Present
Wells Fargo Clearing Services, LLC (SOUTHLAKE TX)
TX
05/31/2011 - 01/19/2016
CREDIT SUISSE SECURITIES (USA) LLC (DALLAS TX)
NY
05/18/2007 - 06/03/2011
GOLDMAN, SACHS & CO. (NEW YORK NY)
TX
02/26/2002 - 04/03/2007
BROWN BROTHERS HARRIMAN & CO. (DALLAS TX)
OH
02/27/2001 - 03/06/2002
CBIZ FINANCIAL SOLUTIONS, INC. (CLEVELAND OH)
IN
06/01/1998 - 03/08/1999
LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)
PA
09/27/1993 - 06/01/1998
CIGNA FINANCIAL ADVISORS,INC. (RADNOR PA)
BOTH
Issued 03/17/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/31/2007
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 09/08/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/17/1998
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/08/2008
Series 3 - National Commodity Futures Examination
BC
Issued 02/03/1995
Series 7 - General Securities Representative Examination
BC
Issued 09/24/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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