Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ronald? Claim Your ProfileRonald Mendoza is a financial advisor with LPL Financial LLC, a firm that manages more than $50 billion in assets. Ronald has been in the financial services industry since 2001 and has a proven track record of helping clients achieve their financial goals. Ronald is a licensed Series 7 and Series 63 representative and has a SIE designation. Ronald offers financial planning, portfolio management, and other services to a variety of clients, including individuals, corporations, and retirement plans. Ronald can work with clients in Arizona and Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
WA
02/22/2022 - Present
LPL Financial LLC (OLYMPIA WA)
NE
07/26/2021 - 01/28/2022
TD AMERITRADE, INC. (OMAHA NE)
AZ
05/17/2001 - 01/28/2022
CHARLES SCHWAB & CO., INC. (Phoenix AZ)
BC
Issued 08/31/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/16/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Ronald Mendoza is the right advisor for you? Invested Better is here to help.
